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Decision Information

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Facts

A 68-year-old woman was fatally shot during a burglary at her home. The Defendant, a 17-year-old, was arrested and charged with multiple offenses, including first-degree murder. The Defendant entered into a plea agreement to plead guilty to first-degree murder in exchange for the dismissal of other charges. However, the Defendant later sought to withdraw the plea, arguing it was not entered knowingly, voluntarily, or intelligently (paras 2-4).

Procedural History

  • Children's Court, June 22, 1993: The case was transferred from Children's Court to Adult District Court following a stipulation between the Defendant and the State (para 3).
  • District Court, July 9, 1993: The Defendant entered an Alford plea to first-degree murder, which was accepted by the court (paras 4-5).
  • District Court, August 3, 1993: The court ruled that the sentencing provisions of the old Children's Code applied and denied the Defendant's oral motion to withdraw the plea (para 6).
  • District Court, November 8, 1993: The court denied the Defendant's written motion to withdraw the plea (para 6).

Parties' Submissions

  • Defendant-Appellant: Argued that the guilty plea was not entered knowingly, voluntarily, or intelligently due to ineffective assistance of counsel and the trial court's failure to comply with procedural requirements under Rule 5-303(E) (paras 1, 8).
  • Plaintiff-Appellee: Contended that the trial court substantially complied with Rule 5-303(E) and that the Defendant was aware of the nature of the charges and the consequences of the plea based on the entire record (paras 13, 19).

Legal Issues

  • Was the Defendant's guilty plea entered knowingly, voluntarily, and intelligently?
  • Did the trial court comply with the procedural requirements of Rule 5-303(E) when accepting the Defendant's plea?
  • Should the Defendant be allowed to withdraw the guilty plea?
  • Did the trial court correctly apply the sentencing provisions of the old Children's Code?

Disposition

  • The Supreme Court of New Mexico reversed the trial court's decision and remanded the case, instructing the trial court to allow the Defendant to withdraw the guilty plea (para 24).
  • The court affirmed that the sentencing provisions of the old Children's Code were correctly applied (para 24).

Reasons

Per Franchini J. (Ransom and Minzner JJ. concurring):

  • The court emphasized that for a guilty plea to be valid, it must be entered knowingly, voluntarily, and intelligently, as required by Rule 5-303(E) and established case law (paras 8-9).
  • The trial court failed to ensure that the Defendant understood the nature of the charges and the potential penalties at the time of the plea hearing. The record did not affirmatively show that the Defendant was adequately informed of the elements of first-degree murder or the sentencing consequences (paras 15-22).
  • The court held that substantial compliance with Rule 5-303(E) is sufficient, but in this case, the trial court's omissions were not harmless and affected the Defendant's substantial rights (paras 12-13, 23).
  • The court concluded that the Defendant's plea was not knowingly and voluntarily given and that the trial court erred in denying the motion to withdraw the plea (paras 24).
  • Regarding sentencing, the court affirmed the trial court's application of the old Children's Code, as it was the law in effect at the time of the offense (para 24).
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