This summary was computer-generated without any editorial revision. It is not official, has not been checked for accuracy, and is NOT citable.
Facts
The accused, along with two other men, approached the victim in a car and convinced her to enter. They drove to a house where the victim was coerced into sexual acts through physical violence and threats. The accused committed multiple acts of sexual penetration over approximately one hour, during which the victim was unable to recall the exact sequence of events but testified to a minimum of nineteen penetrations involving different orifices and objects.
Procedural History
- Trial Court: The accused was convicted on all counts of a 23-count indictment, including one count of kidnapping, one count of conspiracy to commit criminal sexual penetration, and 21 counts of second-degree criminal sexual penetration. He was sentenced to a total of 201 years, with 151 years suspended.
- Court of Appeals: Affirmed the convictions, holding that each penetration constituted a separate and distinct offense under the relevant statute.
Parties' Submissions
- Petitioner (Accused): Argued that the convictions for 19 counts of second-degree criminal sexual penetration violated double jeopardy protections, contending that the acts should be prosecuted as a single offense under an "object-orifice" theory, as multiple penetrations of the same orifice with the same object during a continuous assault should not constitute separate offenses.
- Respondent (State): Maintained that each act of penetration, regardless of temporal proximity, constituted a separate and distinct offense under the statute.
Legal Issues
- Did the convictions for 19 counts of second-degree criminal sexual penetration violate the double jeopardy clauses of the New Mexico and United States Constitutions?
- What constitutes the appropriate "unit of prosecution" under the criminal sexual penetration statute?
Disposition
- The Supreme Court of New Mexico affirmed five convictions for second-degree criminal sexual penetration, reversed 14 convictions, and remanded the case for resentencing.
Reasons
Per Ransom J. (Sosa and Franchini JJ. concurring):
- The Court analyzed the legislative intent behind the criminal sexual penetration statute, concluding that the statute does not unambiguously indicate whether each penetration during a continuous assault constitutes a separate offense. Applying the rule of lenity, the Court resolved the ambiguity in favor of the accused.
- The Court rejected the "object-orifice" theory proposed by the accused but adopted a multi-factor test to determine whether each act of penetration is distinct. Factors include temporal proximity, victim's location, intervening events, sequencing of penetrations, defendant's intent, and the number of victims.
- Based on the evidence, the Court found that only five penetrations were sufficiently distinct to constitute separate offenses. The remaining 14 counts lacked evidence to establish distinct acts and should have been dismissed.
- The case was remanded for the trial court to vacate the 14 convictions and resentence the accused accordingly, without disturbing the affirmed convictions or other sentences not addressed in the opinion.
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