SMITH V. ASHBY, 1987-NMSC-098, 106 N.M.
358, 743 P.2d 114 (S. Ct. 1987)
Charles R. Smith, Petitioner,
vs.
Honorable Philip Ashby, Respondent, and Kris P. Jones and
Timothy R. Schweitzer, Defendants/Real Parties in
Interest
SUPREME COURT OF NEW MEXICO
1987-NMSC-098, 106 N.M. 358, 743 P.2d 114
September 28, 1987, Filed
ORIGINAL PROCEEDING FOR WRIT OF
SUPERINTENDING CONTROL.
{*359}
DAMON ELY, CARPENTER & GOLDBERG, Albuquerque, for Petitioner.
SARAH M. BRADLEY, BRADLEY & McCULLOCH,
Albuquerque, for Respondent and Real Parties in Interest.
{1} Petitioner Charles R.
Smith has requested issuance of a writ of superintending control, directed to
Respondent, to prevent enforcement of Respondent's order requiring Mr. Smith to
sign a document requesting and authorizing his personal physician to disclose
"any and all information" in the doctor's possession regarding Mr.
Smith, to defense counsel. The order would permit such disclosures out of the
presence of Mr. Smith or his attorneys.
{2} Counsel for the real
parties in interest argue that the order is necessary because without it, even
though the doctor-patient privilege has been abolished as pertains to the rules
of evidence (
see SCRA 1986, 11-501, through 11-514), physicians
jealously guard the confidential relationship existing between a patient and
his physician, and consider a breach of such confidentiality without the
patient's consent to be an ethical breach of this Hippocratic oath.
{3} That argument fails as a
reason for requiring the consent requested. Mr. Smith's counsel has agreed in
writing that any and all of the information sought may be furnished by his
doctor, if his attorneys are present at the time any oral communications are made
by the doctor to defense counsel.
{4} Moreover, there are
traditional legal means of obtaining medical information through conventional
discovery procedures. SCRA 1986, 1-026. Defense counsel urges the necessity of
the order compelling Mr. Smith to sign the consent and authorization requested
on grounds that the cost of deposing a doctor is prohibitive in many cases.
That argument, too, must be rejected. Expenses incurred in depositions by
written interrogatories, for instance, surely should not equal the costs of
oral depositions. Additionally, the patient here is willing to permit complete
disclosure to opposing counsel by his doctor, upon condition that his counsel
also be present at the time of disclosure.
{5} This Court has long
recognized the relationship of trust and confidence between a physician and
patient.
Woods v. Brumlop,
71 N.M. 221,
377 P.2d 520 (1962). In
Petrillo
v. Syntex Laboratories, Inc., 148 Ill. App.3d 581, 102 Ill. Dec. 172, 499
N.E.2d 952 (1986), the Illinois appellate court joined the "growing number
of courts which have found that public policy strongly favors the
confidentiality of the physician-patient relationship and thereby prohibits,
because of the threat posed to the sanctity of that relationship, extrajudicial
ex parte discussion of a patient's medical confidences."
Id.
at 177, 499 N.E.2d at 957. Further, "we find it difficult to believe that
a physician can engage in an
ex parte conference with the legal
adversary of his patient without endangering the trust and faith invested in
him by his patient."
Id. at 102 Ill. Dec. at 182, 499 N.E.2d 962.
{*360} Society's
interest in preserving the confidential nature of the physician-patient
relationship is, through our decision to bar ex parte conferences, also fostered
by members of the public who look to the court system for justice will know
that although they have consented to the release of information regarding the
condition placed at issue, they have not, by instituting litigation,
automatically consented to a complete breakdown of the trust and
confidentiality embodied in the physician-patient relationship.
Id. 102 Ill. Dec. at 187, 499 N.E.2d at 967. We agree
with Petrillo that public policy dictates that practices and procedures
in litigation should not allow for unnecessary breakdown of the trust and
confidentiality embodied in the physician-patient relationship. As we have
noted, this is not a question of privilege, for there is no longer a
physician-patient privilege in New Mexico. Rather, this is a recognition that
it is neither good or necessary, particularly under the facts of this case,
that litigants perceive their privacy interests and other person relationships
threatened by court-ordered ex parte encroachments by the opposing
party.
{6} We encourage non-formal
discovery at its most inexpensive level, and that would appear to be available
in this case under the consent form offered by Petitioner. There well may be
cases or instances when a party would have no objection to
ex parte
communications between his doctor and his adversary. But when the patient
objects to
ex parte communications between his doctor and anyone else,
we see no logical reason for ordering that type of discovery, disclosure, or
communication--particularly when, as here, the patient willingly agrees that
the communication may occur when his attorney is also present. We are not
persuaded that a forced intrusion by opposing counsel into the confidential and
fiduciary relationship between doctors and patients will provide any relevant
information not otherwise available with the added presence of the patient's
attorney during such disclosures.
See Wenninger v. Muesing, 307 Minn.
405, 240 N.W.2d 333, 337 (1976).
{7} For the above reasons, a
permanent writ of superintending control shall issue forthwith prohibiting
Respondent from enforcing the order which compels Petition to authorize and
consent to his physician's
ex parte communications with counsel for the
real parties in interest.
TONY SCARBOROUGH, Chief Justice, RICHARD E. RANSOM, Justice,
CONCUR.