STATE V. DELGADO, 1991-NMCA-064, 112 N.M. 335, 815 P.2d 631 (Ct. App. 1991)
STATE OF NEW MEXICO, Plaintiff-Appellee,
vs.
ERNIE DELGADO, Defendant-Appellant
No. 12266
COURT OF APPEALS OF NEW MEXICO
1991-NMCA-064, 112 N.M. 335, 815 P.2d 631
May 23, 1991, Filed. As Amended
Appeal from the District Court of Chaves County; Patrick J. Francoeur, District Judge.
Petition for Writ of Certiorari Denied July 8, 1991
COUNSEL
Tom Udall, Attorney General, Margaret McLean, Assistant Attorney General, Santa Fe, New Mexico, Attorneys for Plaintiff-Appellee.
Lorenzo Tapia, Miguel P. Campos, Law Offices of Tapia & Campos, Albuquerque, New Mexico, Attorneys for Defendant-Appellant.
JUDGES
Harris L. Hartz, Judge. A. Joseph Alarid, Chief Judge, Thomas A. Donnelly, Judge, concur.
OPINION
1. VAGUENESS
the unlawful and intentional causing of a person, other than one's spouse, to engage in sexual intercourse, cunnilingus, fellatio or anal intercourse, or the cause of penetration, to any extent and with any object, of the genital or anal openings of another, whether or not there is any emission.
NMSA 1978, 30-9-11 (Cum. Supp. 1990). The jury was instructed in accordance with the Uniform Jury Instruction that defines fellatio as "the touching of the penis with the lips or tongue." SCRA 1986, 14-982. Defendant's vagueness claim is that there is ambiguity in the statute as to (1) whether the fellatio must involve the defendant's penis and (2) whether penetration is required.
2. ADMISSIBILITY OF PHOTOGRAPH
a. Sufficiency of Authentication
b. Scope of cross-examination permitted if defendant gives authentication testimony
Preliminary questions.
A. Questions of admissibility generally. Preliminary questions concerning the qualification of a person to be a witness, the existence of a privilege, or the admissibility of evidence shall be deed by the judge, subject to the provisions of Paragraph B. In making his determination he is not bound by the Rules of Evidence except those with respect to privileges.
B. Relevancy conditioned on fact. When the relevancy of evidence depends upon the fulfillment of a condition of fact, the judge shall admit it upon, or subject to, the introduction of evidence sufficient to support a finding of the fulfillment of the condition.
c. Hearing of jury. Hearings on the admissibility of confessions shall in all cases be conducted out of the hearing of the jury. Hearings on other preliminary matters shall be so conducted when the interests of justice require.
D. Testimony by accused. The accused does not, by testifying upon a preliminary matter, subject himself to cross-examination as to other issues in the case.
E. Weight and credibility. This rule does not limit the right of a party to introduce before the jury evidence relevant to weight or credibility. [Emphasis added.
Rule 11-608(B) contains the provision:
The giving of testimony, whether by an accused or by any other witness, does not operate as a waiver of his privilege against self-incrimination when examined with respect to matters which relate only to credibility.
We reject defendant's reading of both provisions.
If preliminary questions of conditional relevancy were determined solely by the judge, as provided in subdivision (a), the functioning of the jury as a trier of fact would be greatly restricted and in some cases virtually destroyed. These are appropriate questions for juries. Accepted treatment, as provided in the rule, is consistent with that given fact questions generally. The judge makes a preliminary determined, whether the foundation evidence is sufficient to support a finding of fulfillment of the condition. If so, the item is admitted. If after all the evidence on the issue is in, pro and con, the jury could reasonably conclude that fulfillment of the condition is not established, the issue is for them. If the evidence is not such as to allow a finding the judge withdraws the matter from their consideration. [Emphasis added.]
See Huddleston v. United States, 108 S. Ct. 1496 (1988) (judge determines only whether evidence is sufficient that jury could make the finding necessary for admissibility).
3. TESTIMONY OF JOHN HALVERSON
{*342} {24} The trial court might have excluded the evidence under SCRA 1986, 11-403, which permits the exclusion of relevant evidence if the probative value is substantially outweighed by the danger of unfair prejudice. Halverson's testimony was not particularly probative. Yet at trial defense counsel did not present that argument to the court. In any case, we believe that it was within the discretion of the trial court to find that the probative value of the evidence exceeded the danger of unfair prejudice.
{25} Second, defendant contends, as he did at trial, that Halverson's testimony violated the hearsay rule. This contention appears to relate to Halverson's testimony concerning statements by defendant, but such statements are not hearsay. See SCRA 1986, 11-801(D)(2)(a).
{26} Finally, defendant's brief-in-chief states, without further elaboration, "The alleged prior act of misconduct was not disclosed to defendant prior to trial." We do not understand the basis of this contention. At trial, before Halverson's testimony, defense counsel commented that he had not previously been advised of any admission made by defendant to Halverson. Halverson was then called to testify on voir dire out of the presence of the jury. After that testimony defense counsel made no further mention of being unfairly surprised. On this record we have no reason to believe that there was any improper failure of the state to provide required discovery, or that defendant was prejudiced by any delay in disclosure.
{27} In sum, we reject defendant's challenges to Halverson's testimony.
4. ALIBI INSTRUCTION
{28} Defendant contends that under the special circumstances of this case he was entitled to an alibi instruction. Yet he requested no such instruction at trial. Nor are we inclined to find that failure to give an alibi instruction in this case was fundamental error. The use note to the Uniform Jury Instruction on alibi, SCRA 1986, 14-5150, states that the instruction should not be given. See State v. Robinson, 94 N.M. 693, 616 P.2d 406 (1980) (approving use note).
5. LESSER INCLUDED OFFENSE
{29} Defendant contends that CDM is a lesser-included offense of CSPM and that therefore he should not have been sentenced on the lesser offense. Even if defendant's argument were correct in the abstract, it has no application in this case. The charge of CDM against defendant had nothing to do with the elements of CSPM. In its action to the jury on the elements of CDM, the court stated as the first element of the crime: "The defendant served alcohol to or allowed alcohol to be consumed by [the victim] without his parents' approval[.]" Because the conduct forming the basis for defendant's CDM conviction was necessarily distinct from the conduct forming the basis for his CSPM conviction, the court acted properly in sentencing defendant on both convictions. See Swafford v. New Mexico, 112 N.M. 3, 810 P.2d 1223, (1991) (No. 18,974); State v. Bachicha, 111 N.M. 601, 808 P.2d 51 (Ct. App. 1991) (No. 11,865).
6. INEFFECTIVE ASSISTANCE OF COUNSEL
{30} Defendant, listing numerous actions and failures to act of defense counsel at trial, contends that he was denied effective assistance of counsel. The gist of this contention appears to be that trial counsel should have adopted the same approach as defendant's appellate counsel--raising every possible objection. Although this approach appears to have substantial support among competent counsel, another school of thought believes that representation of a client is more effective if it is focused on a few matters.
{31} Before discussing the alleged failures of defense counsel raised on appeal, we note that we have reviewed enough of the trial record to see that defense counsel did not simply lie back and let the state run over him. Counsel actively pursued rational defense strategy and conducted reasonable cross-examination.
{32} We could properly dispose of defendant's claim of ineffective assistance of counsel {*343} on the ground that defendant has failed to provide sufficient facts from the record for us to adequately review the contentions, has failed to provide supporting authority for the contention that defense counsel's conduct was below the of care, and has failed to explain how defendant's defense was prejudiced by the alleged lapses. Nevertheless, we address defendant's contentions. Although asserting that the list is not exhaustive, defendant's brief lists sixteen lapses, many of which contain multiple examples. We size each listed contention and then discuss it.
{33} (1) Defense counsel failed to object to the trial court's opening remark to the panel that defendant was charged with engaging in homosexual acts. Such failure is understandable, because the court's statement was true and was appropriate in voir dire as a means of determining whether any potential juror would be improperly influenced by the nature of the alleged misconduct.
{34} (2) Defense counsel failed
{35} a. to object when the prosecutor stated that the defendant was charged with homosexual acts. Again, such an objection would have been inappropriate.
{36} b. to object to the allegedly argumentative nature of the prosecutor's voir dire. Our review of the record reflects no such failure.
{37} (3) Defense counsel failed to object to the prosecutor's assertions in opening statement that the complainant had a long-standing sexual relationship with defendant and that defendant was charged with inserting his penis into the victim's mouth. Competent counsel need not have objected. The claim that there had been a long-standing sexual relationship was supported by evidence, including defendant's exhibit B, an evaluation of victim by Dr. C.C. Fenzi. As for the other statement by the prosecutor, it is not unusual for opposing counsel to relish such a misstatement of fact in opening statement, because such misstatements can undo the credibility of the attorney. Objection is not necessarily the best means of exploiting the prosecutor's error.
{38} (4) Defense counsel failed to object when the prosecutor allegedly engaged in improper argument in opening statement. Defense counsel did object twice. Defendant's brief provides only one quotation of allegedly improper argument to which no objection was made. In that quoted statement the prosecutor referred to evidence that was ultimately not admitted at the trial, but the reference to the evidence was sufficiently vague that trial counsel could have well decided that an objection would simply draw attention to the matter. Our review of the prosecutor's opening statement does not reveal ineffective assistance of defense counsel in not objecting more than he did.
{39} (5) Defense counsel improperly stated that he would prove defendant's alibi beyond a reasonable doubt. Insofar as defense counsel's comment might suggest to the jury that defendant had the burden of proving alibi beyond a reasonable doubt, the misimpression was repeatedly corrected, both by the court and by defense counsel during closing argument.
{40} (6) Defense counsel failed to conduct adequate cross-examination of the state's witnesses. The brief does not point to any specific avenues of inquiry that should have been pursued. In any case, the extent of cross-examination is very much a matter of trial tactics and what we have reviewed of defense counsel's cross-examination appears sufficiently vigorous.
{41} (7) Defense counsel failed to object to numerous improper questions during direct examination of the victim. Defendant's brief quotes fourteen examples. Many of the examples do not appear to be at all objectionable. Insofar as some of the questions were leading, the trial court has considerable discretion in permitting leading questions. See SCRA 1986, 11-611. If the victim appeared particularly timid or embarrassed, defense counsel may well have decided that objecting would serve no useful purpose.
{42} (8) Defense counsel failed to object to certain testimony by witness Kent Perry. {*344} Defense counsel objected vigorously. We see no incompetence.
{43} (9) Defense counsel failed to object to allegedly leading and hearsay questions of the victim's mother. Defendant's brief cites no specific examples. Our review of the testimony reveals no incompetence in defense counsel's failure to object.
{44} (10) Defense counsel failed to request and remind the trial court to give a cautionary action to the jury. Because the brief does not describe what the cautionary action was to be, it is impossible for us to consider this contention. In any event, competent counsel often do not seek cautionary instructions because they can emphasize matters that should be disregarded.
{45} (11) Defense counsel failed
{46} a. to object to numerous improper questions of Detective Burkhart. The only specific example provided in defendant's brief is that Burkhart was asked to state his impression of defendant at the time defendant gave a statement. The detective's response--that defendant was talkative--was admissible lay opinion under SCRA 1986, 11-701.
{47} b. to move the admission of defendant's written statement to the detective, which contained exculpatory matter--defendant's denial of the charges. Because defendant's denial came in through the detective's testimony, we find the failure to offer the written statement (which contained damaging admissions, such as defendant's acknowledgment that he had occasionally shared a bed with the victim) to be a matter of trial tactics.
{48} (12) Defense counsel failed to object when the prosecutor asked Detective Burkhart if the victim told him that the sexual molestation had gone on for years. Defense counsel's cross-examination suggests that failure to object was a rational tactical decision. Defense counsel appeared to be attempting to convey that the victim's allegations were not credible because he had waited so long to report them.
{49} (13) Defense counsel failed to object to certain testimony by Dr. Gray. The only specific provided by defendant's brief is that Dr. Gray was permitted to state her medical opinions as a possibility rather than upon reasonable medical probability. It appears, however, that the of her testimony was to show that options of another doctor, whose report had already been admitted into evidence, were not inconsistent with the victim's having been subjected to CSPM. In that context the medical opinion need not be stated as a matter of reasonable medical probability.
{50} (14) Defense counsel failed to object to the prosecutor's statements regards Dr. Fenzi and Halverson. We disagree with defendant's characterization of these comments as comments on the credibility or evidentiary value of the witnesses.
{51} (15) Defense counsel failed to object to allegedly leading and speculative questions asked of Halverson. Having reviewed Halverson's testimony, we fail to see any questions to which competent counsel was compelled to make such objections. Objecting to vague testimony creates the risk that the witness will then provide more specific incriminatory testimony.
{52} (16) Defense counsel failed to object to various comments made by the prosecutor in closing. The allegedly improper Its appear to have been proper Its on the evidence.
{53} In summary, the claim of ineffective assistance of counsel borders on the frivolous.
7. ALLEGED PROSECUTORIAL AND JUDICIAL MISCONDUCT
{54} Defendant claims that reversal is required because of a number of instances of prosecutorial or judicial misconduct. Many of the instances about which defendant complains have already been considered in the prior section, because defendant there contended that defense counsel's failure to object at trial to the conduct constituted ineffective assistance of counsel. We need not repeat our discussion of those matters.
{55} As for additional matters raised by defendant under this heading, suffice it to say that we have carefully reviewed defendant's {*345} briefs and find that the briefs do not make an adequate showing of improper conduct by either the trial court or the prosecutor.
8. INDEPENDENT PSYCHOLOGICAL EXAMINATION
{56} The trial court ordered a psychological examination of defendant for purposes of sentencing. After reviewing the evaluation prepared by the Western New Mexico Correctional Center (WNMCC), defense counsel moved to obtain an independent psychological evaluation. The court took the motion under advisement until the close of testimony at the sentencing hearing. The court then rejected the motion, saying: "I don't know what is to be gained from further evaluation, so long as Mr. Delgado maintains he did not coat the offense as charged. I don't know what the matter in way of mitigation could come from a further forensic evaluation."
{57} Defendant claims that denial of his motion violated his constitutional right to equal protection because a wealthier defendant could have afforded to pay for an independent psychological evaluation. We reject defendant's contention. The right to equal protection does not mean that "a State must purchase for the indigent defendant all the assistance that his wealthier counts might buy," Ake v. Oklahoma, 470 U.S. 68, 77 (1985). What is required is that defendants have "an adequate opportunity to present their claims fairly within the adversary system," Ross v. Moffitt, 417 U.S. 600, 612 (1974); that is, defendants are entitled to the "basic tools of an adequate defense." Britt v. North Carolina, 404 U.S. 226, 227 (1971).
{58} In this case the trial court's denial of the motion was reasonable. The trial court's sentencing decision was founded on the recommendation of the WNMCC that defendant be incarcerated for a full prison term. As stated in a letter from the warden to the trial court:
This recommendation is based on the following: He did not admit his guilt to the current offenses, and claimed the victim made the allegations as an act of vengence [sic], and that the jury was swayed by the District Attorney. Mr. Delgado has stated that he does not feel he needs a sex offender's treatment program, as he maintains he is not a sex offender. Consequently, without treatment, there appears to be cause for concern as to the safety of the community should Mr. Delgado be released under probation vision. It is further noted that the Sex Offender's Treatment Program at Las Vegas, New Mexico, will not accept clients who do not admit to having committed a deviant sex act, and the severity of the offense and impact upon the victim has been considered.
Given the basis of the recommendation, the trial court acted within its proper discretion in deciding that a further psychological examination would serve no useful purpose.
9. SUFFICIENCY OF THE EVIDENCE
{59} We review the evidence in light most favorable to the state and resolve all conflicts in the evidence and indulge all permissible inferences in favor of the verdict. State v. Lankford, 92 N.M. 1, 582 P.2d 378 (1978). The victim testified to the two acts of CSPM and that defendant gave him a Bacardi and coke on the alleged date. The victim's mother testified that she did not give defendant permission to serve alcohol to the victim. Such testimony is sufficient to support the verdict. See State v. Newman, 109 N.M. 263, 784 P.2d 1006 (Ct. App. 1989). We need not recite the corroborating evidence.
10. DEFECTIVE RECORD
{60} Defendant states that the inaudibility of tapes and the failure to record bench conferences make it impossible to determine whether his issues were adequately preserved. Yet a verbatim transcript of record is not necessary to decide issues raised on appeal. See State v. Fish, 101 N.M. 329, 681 P.2d 1106 (1984). Defendant makes no specific claim of prejudice. Defendant does not contend that the record {*346} fails to report prejudicial events and thereby prevents him from raising meritorious issues on appeal. He asserts only that omissions in the record foreclose him from showing that he preserved certain issues in the trial court. This court, however, has addressed virtually all of defendant's claims on the merits. Insofar as our discussion has noted any failure of defense counsel to preserve an issue (such as the failure to submit an alibi action or to object to Halverson's testimony as irrelevant), defendant has not contended that a more complete record would establish that the matters were preserved.
11. CONCLUSION
{61} For the above reasons, we affirm defendant's convictions.
{62} IT IS SO ORDERED.
1 The state has not argued that by choosing not to testify, defendant failed to preserve the issue. See Luce v. United States, 469 U.S. 38 (1984).