STATE V. LOVATO, 1990-NMCA-047, 110 N.M.
146, 793 P.2d 276 (Ct. App. 1990)
STATE OF NEW MEXICO, Plaintiff-Appellee,
vs.
PATRICK LOVATO, Defendant-Appellant
COURT OF APPEALS OF NEW MEXICO
1990-NMCA-047, 110 N.M. 146, 793 P.2d 276
Appeal from the District Court of Rio
Arriba County; Art Encinias, District Judge.
Petition for Writ of Certiorari Denied
May 23, 1990
Hal Stratton, Attorney General, William
McEuen, Ass't Attorney General, Santa Fe, New Mexico, Attorneys for
Plaintiff-Appellee.
Jacquelyn Robins, Chief Public Defender,
Bruce Rogoff, Ass't Appellate Defender, Santa Fe, New Mexico, Attorneys for
Defendant-Appellant.
William H. Bivins, Chief Judge. Rudy S.
Apodaca, Judge, Harris L. Hartz, Judge, concur.
{1} Defendant appeals his
conviction for aggravated battery. On appeal, defendant contends the trial
court erred in refusing to give the jury his requested instruction on
intoxication as a defense. The trial court denied the requested instruction on
the basis there was no evidence from which the jury could infer the effect of
defendant's intoxication on his ability to form the necessary intent.
See
SCRA 1986, 14-5111. We affirm.
{2} Defendant's father
testified that defendant "just showed up" at father's home some time
after dark. Father further testified that he and defendant began to argue, and
father told defendant to get out. Father stated defendant stabbed him in father's
bedroom.
{3} Defendant's version of
events was that he and his father drank between two and three quarts of cheap
wine between 3:00
{*147} in the
afternoon and roughly 6:00 in the evening. Defendant also testified that he
drank an additional glass of wine from another half-gallon his father had.
Defendant stated that they were "pretty much drunk." Defendant went
to his grandmother's home, but she would not let him in because he was drunk.
Defendant then went back to his father's home about 6:30 or 7:00 p.m. and went
to sleep in his father's bedroom. Defendant further testified that he was
awakened by his father stumbling on him. Defendant stated he saw his father
holding a knife and saw the knife coming towards him. A struggle ensued and
defendant took the knife and stabbed his father. The police were dispatched to
the scene about 11:15 p.m. Therefore, as stated in defendant's brief, "We
can be fairly certain that the stabbing happened after 10:30 p.m."
{4} Specific intent to injure
an individual is an essential element of the offense of aggravated battery.
NMSA 1978, §
30-3-5(A) (Repl. Pamp. 1984);
State v. Crespin,
86 N.M.
689,
526 P.2d 1282 (Ct. App. 1974). A showing of intoxication is a defense to a
specific intent crime where the intoxication is to such a degree as would
negate the possibility of the necessary intent.
State v. Privett,
104
N.M. 79,
717 P.2d 55 (1986);
State v. Crespin.
{5} The issue in this case is
whether separate evidence of defendant's inability to form the specific intent
to commit Battery due to intoxication is required prior to giving such an
instruction. Defendant argues that evidence tending to show intoxication at or
near the time of the offense is all that is necessary to support an
intoxication instruction and the effect of the intoxication on him is a jury
issue, not an evidentiary prerequisite to the instruction. On the other hand,
the state argues there must be some evidence showing the intoxication impaired
defendant's ability to form the necessary intent at or near the time of the
incident before defendant is entitled to the instruction.
{6} Defendant relies on
Privett
and
State v. Williams,
76 N.M. 578,
417 P.2d 62 (1966) to support his
argument.
Privett states that "to authorize an instruction on intoxication
the record must contain some evidence showing or tending to show that defendant
consumed an intoxicant
and the intoxicant affected his mental state at
or near the time of the homicide." 104 N.M. at 82, 717 P.2d at 58
(emphasis added). Defendant argues that, despite this language, he need only
present evidence of sufficient intoxication at or near the time of the offense
from which the jury could infer defendant's mental state was affected.
{7} Defendant argues that,
based on
Williams, separate evidence of the effect of intoxication on
defendant's mental state need not be presented. This is only partially true.
Williams
provides,
{8} In a homicide case the
defendant is entitled to have the jury determine the degree and effect of his
intoxication upon his mental capacity and deliberative powers. However, the
evidence as to intoxication must be substantial and must relate to defendant's
condition as of the time of the commission of the [specific intent crime], or
be so closely related in time that it can reasonably be inferred that the
condition continued to the time of the [crime].
{9} 76 N.M. at 586, 417 P.2d
at 67 (citations omitted). We read
Williams to require some evidence of
intoxication in all cases.
See State v. Privett. If this evidence is sufficiently
close in time that a jury can reasonably infer defendant remained impaired at
the time of the crime, an intoxication instruction is warranted. However, if
there is a significant lapse of time between the time of intoxication and the
time of the crime, additional evidence must be submitted as to the continued
effect of the intoxication on the defendant at the time of the crime.
{10} In this case,
intoxication was presented as a defense theory in opening statement; however,
the evidence presented was not sufficient to support an intoxication
instruction. There was evidence that defendant was drinking heavily from 3:00
p.m. to 6:00 p.m. on the day of the crime and that he was "pretty
drunk" at that time. However, there was no evidence that defendant was
still intoxicated approximately four
{*148} hours
later when the crime was committed. Although a third person, who was present at
the time of the crime, allegedly said the three men had been drinking before
the crime occurred, he did not establish the amount the men had drunk or the
time lapse between the drinking and the commission of the crime. There was no
evidence which connected defendant's intoxication in the early evening to his
mental state at the time of the crime; therefore, the
Williams requirements
were not satisfied.
{11} Defendant attempts to
bolster his argument by pointing to case law stating that jurors are capable of
assessing the degree and effect of intoxication as a matter within their common
knowledge and experience.
See State v. Privett;
State v. Butler,
38 N.M. 453,
34 P.2d 1100 (1934),
overruled on other grounds,
State v
Turnbow,
67 N.M. 241,
354 P.2d 533 (1960);
State v. Brigance,
31
N.M. 436,
246 P. 897 (1926). We disagree with defendant. When the court in
Privett
stated that jurors are capable of assessing the degree and effect of
intoxication as a matter within their common knowledge and experience, it was
to clarify that it was unnecessary for there to be expert testimony on the
effects of intoxication on one's ability to form a required intent. The fact
that the jury can determine the degree and effect of intoxication in no way
changes the well-established proposition that a party is entitled to
instructions on its theory of the case only when there is evidence in the record
to support it.
See State v. Ho'o,
99 N.M. 140,
654 P.2d 1040 (Ct. App.
1982). Defendant does not point to any evidence in the record specifically
relating to the effect his intoxication had on his ability to form the required
intent for aggravated battery.
See State v. Privett.
{12} Alcohol consumption
affects different individuals in different ways. Our supreme court has held
that it was not error to refuse a requested instruction on intoxication where
there was no evidence to show the intoxication rendered the accused incapable
of forming the requisite intent.
See State v. Luna,
93 N.M. 773,
606
P.2d 183 (1980);
State v. Williams.
See also United States v.
Washington, 819 F.2d 221 (9th Cir. 1987) (intoxication instruction
correctly refused where there was no evidence defendant lacked the mental
capacity to form the necessary intent due to intoxication);
Davis v. State,
12 Ark. App. 79, 670 S.W.2d 472 (1984) (defendant must show that he was
incapacitated by the effects of alcohol, not merely that he drank alcohol, to
obtain an instruction on voluntary intoxication);
People v. Crosser, 117
Ill. App. 3d 24, 452 N.E.2d 857 (1983);
State v. Washington, 34 Wash.
App. 410, 661 P.2d 605 (1983) (defendant must present evidence to show his
drinking affected his ability to form the requisite intent in order to justify
an intoxication instruction);
State v. Strege, 116 Wis. 2d 477, 343
N.W.2d 100 (1984).
{13} Moreover, in contrast to
the situation in
Privett, a finding of impairment could not be based on
a description of any bizarre behavior by defendant around the time of the
offense, nor could it be based on any deficiencies in defendant's testimonial
account of the events. On the other hand, defendant's detailed testimony
evidences that, rather than being impaired, defendant had a clear head and body
and was capable of quick thinking and physical coordination.
See State v.
Cruz-Mata, 138 Ariz. 370, 674 P.2d 1368 (1983) (En Banc) (defendant not
entitled to impairment instruction when he gives detailed account of events in
his testimony). The complete lack of evidence relating to the effect of
defendant's intoxication at the time of the offense, coupled with defendant's
clear recall of the events in question, make the denial of defendant's
requested instruction correct.
See State v. Watkins,
88 N.M. 561,
543
P.2d 1189 (Ct. App. 1975) (evidence was vague and insufficient to raise a jury
question with respect to intoxication as a defense).
{14} Defendant's attempts to
distinguish his case from previous New Mexico court decisions on this matter
are unpersuasive. Defendant concedes that the evidence in
Privett more
clearly required an intoxication instruction. We agree with this distinction
and find it persuasive in holding that it was not error to refuse the
intoxication instruction, as it was in
Privett, wherein there was
considerable evidence of defendant's intoxication
and his strange
behavior immediately
{*149} preceding
and succeeding the commission of the crime. Defendant argues that
Luna
is distinguishable from his case, since in
Luna there was no evidence of
intoxication on the day of the offense. However, the court in
Luna
simply stated that the record contained no evidence which reasonably tended to
show that the accused's claimed intoxication rendered him incapable of acting
in a purposeful way. This is similar to defendant's case. Finally, defendant
claims that
Williams is distinguishable, since
Williams was a
factually weaker case when compared to his case. However, the
Williams
court did not affirm refusal of the instruction merely because of the small
amount of intoxicant consumed. In affirming refusal of the instruction, it
focused on defendant's failure to submit evidence that he was affected by the
intoxicant at the time of the commission of the crime. The evidence in the
instant case was similarly flawed.
{15} For the above-stated
reasons, defendant's conviction is affirmed.