STATE V. HANSEN, 1968-NMCA-031, 79 N.M.
203, 441 P.2d 500 (Ct. App. 1968)
STATE of New Mexico, Plaintiff-Appellee,
vs.
Eric Paul HANSEN, Defendant-Appellant
COURT OF APPEALS OF NEW MEXICO
1968-NMCA-031, 79 N.M. 203, 441 P.2d 500
APPEAL FROM THE DISTRICT COURT OF LUNA
COUNTY, HODGES, Judge
Paul F. Sherman, Deming, for appellant.
Boston E. Witt, Atty. Gen., Paul J. Lacy,
Asst. Atty. Gen., Santa Fe, for appellee.
Oman, Judge. Spiess, C. J., and Wood, J.,
concur.
{1} Defendant appeals from an
order denying, without hearing, his motion filed pursuant to Rule 93 [§
21-1-1(93), N.M.S.A.1953 (Supp.1967)].
{2} He pleaded guilty to
armed robbery in violation of § 40A-16-2, N.M.S.A.1953, and, upon the entry of
judgment pursuant to his plea, was sentenced to imprisonment in the New Mexico
State Penitentiary for a term of not less than ten years nor more than fifty
years.
{3} His many claims and
contentions have been grouped under four separate points relied upon for
reversal. We shall first dispose of his contention that his court-appointed
counsel was ineffective and incompetent, and, apparently, that counsel was not
appointed.
{4} The record shows
conclusively that he was advised of his right to counsel and that he waived
that right in the justice of the peace court. He signed a written waiver of his
right to counsel in that court, and he later acknowledged in the subsequent
arraignment proceedings before the district court that he had signed the
waiver.
{5} Besides, he does not
assert that he ever requested counsel in that court, or that any official in
New Mexico's system of justice failed to take steps toward appointment of
counsel for him, although he was fully advised of his right to counsel. Under
these circumstances, he cannot be heard to complain. State v. Raines,
78 N.M.
579,
434 P.2d 698 (Ct.App.1967).
{6} By subsequently entering
a guilty plea in the district court, which as hereinafter shown was clearly
voluntary, he also waived his right to counsel before the committing
magistrate. State v. Olguin,
78 N.M. 661,
437 P.2d 122 (1968); Morales v. Cox,
75 N.M. 468,
406 P.2d 177 (1965). The record conclusively shows that when he
requested counsel in the district court, counsel was appointed.
{7} The claim of incompetence
and ineffectiveness of counsel is refuted by the record. Two attorneys
represented him at different times. Both are capable and competent attorneys,
and they appear to have done all defendant would permit them to do. Defendant
stands convicted upon his voluntary plea of guilty, which he made, after
consulting, at his specific request, with a competent attorney at the
arraignment proceedings. Under these circumstances the plea is binding. State
v. Robbins,
77 N.M. 644,
427 P.2d 10 (1967). See also State v. Knerr,
79 N.M.
133,
440 P.2d 808 (1968).
{8} Defendant next urges that
an illegal search was made of his automobile, and that he was identified
without being placed in a lineup. Even if his claim of an illegal search be
true, no evidence secured thereby was used against him. He pleaded guilty. He
cannot be heard to complain under these circumstances. State v. Simien,
78 N.M.
709,
437 P.2d 708 (1968);
{*206} State
v. Elledge,
78 N.M. 157,
429 P.2d 355 (1967). See also State v. Barton,
79 N.M.
70,
439 P.2d 719 (1968); State v. Brewster,
78 N.M. 760,
438 P.2d 170 (1968);
State v. Knight,
78 N.M. 482,
432 P.2d 838 (1967).
{9} As to his claim that he
was entitled to be identified from a lineup, it is not entirely clear whether
he contends his arrest based upon an absence of a lineup violated his rights,
or if he claims he was entitled to be identified after his arrest only by being
placed in a lineup. If he is contending his arrest was illegal he cannot raise
this question by motion under Rule 93. State v. Simien, supra; State v.
Ramirez,
78 N.M. 418,
432 P.2d 262 (1967); State v. Gibby,
78 N.M. 414,
432
P.2d 258 (1967); State v. Elledge, supra; State v. Williams,
78 N.M. 211,
430
P.2d 105 (1967).
{10} If he is contending that
after his arrest he had the right to be seen and identified by the victim only
in a lineup, then his contention is also without merit. Kennedy v. United
States, 122 U.S.App.D.C. 291, 353 F.2d 462 (1965); State v. White,
77 N.M. 488,
424 P.2d 402 (1967).
{11} We are not overlooking
the cases of Stovall v. Denno, 388 U.S. 293, 87 S. Ct. 1967, 18 L. Ed. 2d 1199
(1967); Gilbert v. State of California, 388 U.S. 263, 87 S. Ct. 1951, 18 L. Ed.
2d 1178 (1967); United States v. Wade, 388 U.S. 218, 87 S. Ct. 1926, 18 L. Ed.
2d 1149 (1967), and Palmer v. Peyton, 359 F.2d 199 (4th Cir. 1966). However,
here the defendant was convicted upon his voluntary plea of guilty, and the
decisions in these cases are not applicable to a judgment of conviction entered
upon a guilty plea.
{12} He next claims that
"he was held incommunicado without benefit of counsel for twenty-one days
and that he was granted counsel only after he signed a waiver of preliminary
hearing."
{13} The record clearly and
conclusively refutes these contentions. When taken before the justice of the
peace and advised of the charge, he pleaded guilty, and, except as hereinafter
discussed, he makes no contention that this plea was involuntary. He thereby
waived his right to a preliminary hearing. State v. Sexton,
78 N.M. 694,
437
P.2d 155 (Ct.App.1968). His subsequent plea of guilty before the district court
also constituted a waiver of a preliminary hearing. Silva v. Cox, 351 F.2d 61
(10th Cir. 1965); State v. Darrah,
76 N.M. 671,
417 P.2d 805 (1966); State v.
Sexton, supra.
{14} The record is silent as
to whether or not he was held incommunicado for a time. It could not have been
twenty-one days, because the offense was not committed until February 21, no
complaint was filed until February 22, and he pleaded guilty and was bound over
to the district court on March 7. Even if he were held incommunicado for some
time, he makes no claim that this induced his plea of guilty, and it is upon
this plea that he stands convicted. Even a delay of twenty-one days before
being given a preliminary hearing, absent a showing of prejudice, is no ground
for relief. State v. Henry,
78 N.M. 573,
434 P.2d 692 (1967).
{15} His final contention is
that "After Petitioner [defendant] was threatened with charges being filed
against his wife, if he did not plead guilty to the subject charge, he was
taken to court to plead guilty."
{16} The allegations fail,
except by suggestion, to assert that the claimed threat influenced his plea.
Allegations or statements in a motion merely suggestive of the possibility that
a plea of guilty was not voluntarily and knowingly made are not sufficient as a
basis for a hearing. Nor are vague or conclusional charges sufficient. Williams
v. United States, 367 F.2d 143 (5th Cir. 1966); State v. Lobb,
78 N.M. 735,
437
P.2d 1004 (1968); State v. Williams,
78 N.M. 431,
432 P.2d 396 (1967); State v.
Crouch,
77 N.M. 657,
427 P.2d 19 (1967); State v. Guy,
79 N.M. 128,
440 P.2d
803 (Ct.App.1968); State v. Sexton, supra.
{17} We are of the opinion
that for still another reason the defendant must fail
{*207}
under this claim. A claim in a Rule 93 motion that a coerced plea resulted
from some act, verbal or otherwise, which occurred outside the courtroom and
under such circumstances that the occurrence would not ordinarily come to the
attention of the trial court, and reference thereto would not ordinarily be
made a part of the record, does not always entitle a defendant to a hearing.
State v. Archie,
78 N.M. 443,
432 P.2d 408 (1967); State v. Robbins, supra;
State v. Decker,
79 N.M. 41,
439 P.2d 559 (Ct.App.1968). Even if we were to
construe defendant's allegations as constituting a threat by someone in
authority that charges would be filed against his wife, unless he pleaded
guilty, and that he was thereby induced or influenced to so plead, still he
would be entitled to no relief.
{18} Unless he knew his wife
had committed some criminal offense, or at least he had substantial reason to
believe she might be convicted of such an offense if so charged, he cannot be
heard to say he was coerced into pleading guilty for fear she might be charged.
If he knew she was guilty of some criminal offense, or had reason to believe
she would be convicted of the offense if charged, and, to save her from being
charged, he elected to plead guilty, and thus relieve the State of its burden
to prove his guilt, he cannot now claim any right to a reversal of his
conviction and sentence after having made this choice and after having become
unhappy over his sentence or other subsequent developments.
{19} A very similar claim was
made by the petitioner in Kent v. United States, 272 F.2d 795 (1st Cir. 1959).
In rejecting the claim without hearing, the court in that case stated:
"* * * Similarly, petitioner recites that his
fiancee 'confessed' in writing, and orally acknowledged her confession to him,
and that he was told she would be charged as an accessory. We are not prepared
to say that it can be coercion to inform a defendant that someone close to him
who is guilty of a crime will be brought to book if he does not plead. If a
defendant elects to sacrifice himself for such motives, that is his choice, and
he cannot reverse it after he is dissatisfied with his sentence, or with other
subsequent developments. Cf. Brown v. United States, 5 Cir., 1953, 204 F.2d
298, 300-301, certiorari denied 1954, 346 U.S. 925, 74 S. Ct. 314, 98 L. Ed.
418. Indeed, a contrary ruling would mean that a defendant could equally say
that he pleaded guilty to save himself. It is certainly not duress, if the
promise is kept, for the government to say it will recommend a lighter sentence
if a defendant pleads than it might recommend if he is convicted after trial.
Yet, obviously, 'fear' of the greater sentence may induce a plea. Petitioner
must show that he was subjected to threats or promises of illegitimate action.
Statements that other guilty parties will be prosecuted if he does not plead
are not of that description."
{20} Here the record shows:
(1) that after waiving his right to counsel in the justice of the peace court,
and otherwise being advised of his rights, he pleaded guilty to the charge of
armed robbery and was bound over to the district court; (2) that competent
counsel was appointed by the district court to represent him; (3) that he wrote
the district judge advising that he would like to "plead guilty to the
charge of armed robbery"; (4) that at the arraignment proceedings before
the district court he was represented by and conferred with counsel; (5) that
the information was read to him and he stated that he understood he was charged
with armed robbery; (6) that the court then read to him the provisions of §
40A-16-2, N.M.S.A.1953, under which he was charged and which defines armed robbery,
and he stated he understood the charges; (7) the court then explained what a
second degree felony is and the penalties which would be imposed, and defendant
{*208} stated he understood; (8) the
court then advised and explained to him his right to a jury trial, and he
replied that he didn't want a jury trial; (9) he then answered "No"
to questions by the court as to whether anyone had forced him to enter a plea,
had threatened him in any way, or had made any promises to him to induce him to
plead guilty; (10) he stated that if he entered a plea it "would be free
and voluntary on his part," and that he was making his plea "with
full knowledge of the consequences or possible consequences" which could
follow a plea of guilty; (11) he stated that no one had promised him a
suspended sentence or that he would be placed on probation; (12) he was then
asked what he thought he was charged with, and he responded, "armed
robbery"; (13) he was then asked how he pleaded to the information which
charged him with armed robbery and he answered, "guilty"; (14) the
court then asked him if he did, "on or about February 21st here in Luna
County, rob somebody while armed with a deadly weapon or in company with
someone armed with a deadly weapon," and he answered, "Yes, sir";
(15) then the district attorney, at the request of the court, made a statement
concerning the place and manner in which the defendant and another committed
the armed robbery, including the administration of a blow to the base of the
skull of the victim by the defendant with the butt of a sawed-off shotgun used
in the perpetration of the robbery and which battery upon the victim inflicted
a wound, requiring seventeen stitches in its treatment. When asked by the court
if the statement was correct or substantially correct, the defendant answered,
"Yes, sir"; (16) the court then announced that the plea was accepted
and asked if defendant had anything to say why sentence should not be
pronounced. Defendant answered that he did not and stated: "I'm just sorry
for having done what I did and I realize it now"; (17) defendant's
attorney then announced to the court that from his discussion with defendant he
felt that defendant had learned a lesson, regretted his acts, and wished to pay
his debts to society; (18) the district attorney then announced that he could
not recommend leniency due to the nature of the crime, and stated that he
wanted the record to show that he had never before seen the defendant, in order
to preclude any claim in a subsequent Rule 93 proceeding that he had made any
promises of leniency. Defendant admitted the correctness of the district
attorney's statement; and (19) then the court announced what the judgment and
sentence would be, and defendant said nothing.
"We know of no better way to ascertain if a plea
of guilty is voluntary and is understood by a defendant than for the judge to
make inquiry of the pleader before accepting the plea. See Cranford v.
Rodriguez, 373 F.2d 22 (10th Cir. 1967)."
{22} We are of the opinion
that the trial court did not err in holding the plea was voluntarily and
knowingly made.
{23} A motion seeking relief
from a plea of guilty, on the ground that the plea was involuntary, shall
recite details. Only when the claim of involuntariness is supported by specific
allegations must the trial court grant a hearing on the motion.
{24} If upon a hearing a
defendant establishes the truth of his claim, the district attorney should
carefully consider the facts and determine whether or not anyone guilty of
having coerced the confession should be prosecuted for violation of our
criminal laws. If upon a hearing the defendant fails to establish the truth of
his claim, then the district attorney should carefully consider the facts and
determine whether or not the defendant has violated the perjury statutes of the
State of New Mexico.
{25} The purpose of Rule 93
is to provide a ready remedy whereby a prisoner in
{*209}
custody under sentence of the court may be freed from custody upon a proper
showing that the sentence was imposed in violation of the Constitution of the
United States, or the Constitution or the laws of New Mexico, or that the court
was without jurisdiction to impose such sentence, or that the sentence was in
excess of the maximum authorized by law, or is otherwise subject to collateral
attack. It is not intended as a means whereby prisoners can with complete
abandon and contempt demean and burden the courts and legal profession, falsely
accuse the law enforcement officials, and impose upon the public great and
unnecessary expense. Nor is it intended to be the equivalent of a license to
perjure.
{26} The order denying the
motion should be affirmed.