LUCERO V. HART, 1995-NMCA-121, 120 N.M.
794, 907 P.2d 198 (Ct. App. 1995)
TONNIE LUCERO, Petitioner-Appellee,
vs.
EMMANUEL HART and KIMBERLY THOMPSON,
Respondents-Appellants.
COURT OF APPEALS OF NEW MEXICO
1995-NMCA-121, 120 N.M. 794, 907 P.2d 198
September 19, 1995, FILED
APPEAL FROM THE DISTRICT COURT OF
VALENCIA COUNTY. JOHN W. POPE, District Judge.
Certiorari not Applied for. Released
for Publication November 27, 1995.
Charles B. Sanchez, Belen, New Mexico,
Attorney for Respondent-Appellant Kimberly Thompson.
Steven J. Clark, Peralta, New Mexico,
Attorney for Petitioner-Appellee.
THOMAS A. DONNELLY, Judge. RUDY S.
APODACA, Chief Judge, BRUCE D. BLACK, Judge, concur.
AUTHOR: THOMAS A. DONNELLY
{1} Appellant, Kimberly
Thompson (Mother), appeals from an order granting visitation to Appellee,
Tonnie Lucero (Grandmother), the paternal grandmother of A.H., a four-year-old
child. Mother's appeal poses three issues: (1) whether the trial court had
jurisdiction to authorize grandparent visitation when no order adjudicating the
identity of the father of the child was ever entered, (2) whether the trial
court had jurisdiction to order grandparent visitation when Grandmother's son had
previously relinquished his parental rights, and (3) whether the trial court
abused its discretion in granting Grandmother visitation. For the reasons
discussed herein, we reverse.
{2} Mother and Emmanuel Hart
(Father) had a five-year relationship. They were never married. During that
time, Mother became pregnant. Their son, A.H., was born on June 14, 1991.
Father acknowledged paternity of A.H. and was named as the child's father on
the birth certificate. Mother and Father separated shortly after A.H.'s birth.
On August 13, 1991, Mother filed a petition seeking a time-sharing and
parenting plan, the payment of child support, and a permanent restraining order
against Father enjoining him from contacting or harassing both her and her
family. In the petition, Mother alleged that Father "has harassed [her]
both verbally and mentally, as well as [her] family." Mother and Father
agreed to mediation of the matter and entered into a temporary agreement on
October 16, 1991, regarding custody, child support, and the payment of medical
expenses. Under the agreement, Mother was awarded sole custody of A.H.
Approximately one year later, on October 15, 1992, Father voluntarily
relinquished his parental rights to A.H.
{3} On April 8, 1994,
Grandmother filed a petition to establish the paternity of A.H. and for the
award of reasonable grandparent visitation rights. Mother objected to any award
of visitation. However, following an evidentiary hearing the trial court
granted limited grandparent visitation. The trial court found, among other
things, that Grandmother had some contact with A.H. until he was six months
old, and that after Father's relinquishment of parental rights, A.H. had no
relationship with members of the paternal side of his family. The trial court
concluded that it was in the child's best interests to award a right of
visitation to Grandmother, and that she should "be given the opportunity
to re-establish a relationship with her grandson." Apparently, because of
the past history of animosity between Grandmother and Mother, the trial court's
order limited Grandmother's visitation to two hours a week, ordered that the
"parties shall have no contact during [Grandmother's] visitation,"
and also ordered that neither party disparage the other in A.H.'s presence.
{4} We first consider
Mother's argument that the trial court lacked jurisdiction to grant
Grandmother's visitation petition because a court order had never been entered
declaring Father to be A.H.'s father. Although we agree with Mother that an
integral element of proof underlying a request for visitation under the
Grandparent's Visitation Privileges Act, NMSA 1978, Sections
40-9-1 to
40-9-4
(Repl. Pamp. 1994), is a showing that the petitioner is either by blood,
marriage, or adoption a grandparent of the child in question, our examination
of the record in the instant case shows that Grandmother satisfied this
requirement.
{5} Under the Grandparent's
Visitation Privileges Act, a trial court may grant visitation privileges in the
rendering of a judgment as to the existence of a parent-child relationship
pursuant to the Uniform Parentage Act, NMSA 1978, Sections
40-11-1 to
40-11-23
(Repl. Pamp. 1994). Section 40-9-2(A). Under the Uniform Parentage Act,
paternity may be presumed when a man: (1) acknowledges his paternity in a
writing filed with the vital statistics bureau of the department of health; (2)
is voluntarily named as the child's father on the birth certificate; or (3) is
obligated to support the child under a written voluntary promise or by court
order. Section 40-11-5(A)(3)(a)-(c). Here, the record shows that both Mother
and Father acknowledged that Father was, in fact, the natural father of A.H.
See
In re Paternity of JRW, 814 P.2d 1256, 1260 (Wyo. 1991) (former husband presumed
father where he was named on birth certificate and made voluntarily promise to
pay child support). Moreover, following the evidentiary hearing on the petition
for grandparent visitation, Mother submitted a requested finding of fact
stating that the biological father of A.H. is Grandmother's son. The trial
court adopted a finding that Father was A.H.'s biological father, and this
finding is supported by substantial evidence.
Cf. Division of Child Support
Enforcement ex rel. Blake v. Myrks, 606 A.2d 748, 752 (Del. 1992) (father
who admitted paternity at original support hearing barred from denying it at
support modification hearing). Under these circumstances, Grandmother has
presented sufficient evidence showing that her son is the natural father of A.H.
and has satisfied a threshold requirement of the Grandparent's Visitation
Privileges Act entitling her to seek an award of grandparent visitation.
{6} Alternatively, Mother,
relying on
Christian Placement Service, New Mexico Christian Children's Home
v. Gordon, 102 N.M. 465, 470,
697 P.2d 148, 153 (Ct. App. 1985), argues
that the trial court was without jurisdiction to award grandparent visitation
here because Father's parental rights had been terminated. She argues that
Grandmother's rights were derivative of those of the father and that
termination of Father's parental rights effectively cut off any legal rights or
standing she previously possessed which would have entitled her to apply for
visitation. The Court in
Christian Placement Service held that statutory
grandparent visitation rights do not apply in adoption proceedings after the
termination of the rights of the natural parents.
Id. at 470, 697 P.2d
at 153. However,
Christian Placement Service is not controlling here.
That case was decided prior to the 1993 repeal of the former grandparent
visitation statute and the enactment of the present Act which materially
revised the law.
See Catherine Bostock,
Does the Expansion of
Grandparent Visitation Rights Promote the Best Interests of the Child?: A
Survey of Grandparent Visitation Laws in the Fifty States, 27 Colum. J.L.
& Soc. Probs. 319, 347 n.138 (1994).
{7} Section 40-9-2(E) of the
Grandparent's Visitation Privileges Act now expressly permits a biological
grandparent to petition for grandparent visitation when a grandchild has been
adopted or is sought to be adopted by a stepparent, a relative of the
grandchild, a person designated to care for the grandchild under the provisions
of a deceased parent's will, or a person who sponsored the grandchild at a
baptism or confirmation conducted by a recognized religious organization. In
addition, Section 40-9-2(F) provides in part that "when a minor child is
adopted by a stepparent
and the parental rights of the natural parent
terminate or are relinquished, the biological grandparents are not precluded
from attempting to establish visitation privileges."
{*798}
(Emphasis added.) Section 40-9-2(F) further provides that when a petition
for grandparent visitation
is filed during the pendency of an adoption proceeding,
the petition shall be filed as part of the adoption proceedings [and the]
provisions of the Grandparent's Visitation Privileges Act shall have no
application in the event of a relinquishment or termination of parental rights
in cases of other statutory adoption proceedings.
{8} Viewing Sections 40-9-1
to 40-9-4 of the Grandparent's Visitation Privileges Act in their entirety, we
think it is clear that our legislature in enacting the new legislation intended
to modify prior law so as to extend the right of grandparent visitation in
proper cases, except where expressly precluded by statute.
See Bostock,
supra,
at 341 (there has been a trend toward expanding such rights and fewer states
continue to make grandparent visitation rights derivative of parental rights).
See
generally State ex rel. Bird v. Apodaca, 91 N.M. 279, 284,
573 P.2d 213,
218 (1977) (when legislature enacts new law it is presumed to have intended to
change prior law).
{9} Pennsylvania and Indiana
have enacted legislation similar to New Mexico's provision for grandparent
visitation in the event of stepparent adoption.
See In re Groleau, 585
N.E.2d 726, 728 (Ind. Ct. App. 1992);
Rigler v. Treen, 442 Pa. Super.
533, 660 A.2d 111, 113 (Pa. Super. Ct. 1995). In construing such statutes, the
courts in Indiana and Pennsylvania have upheld the right of grandparent
visitation in certain instances, despite the termination of parental rights. In
Groleau the court held that it would presume the legislature intended
the language of a statute to be applied logically, and the mere fact that a
parent agreed to the termination of his or her parental rights would not
automatically extinguish the visitation rights of the grandparents.
Groleau,
585 N.E.2d at 728. Similarly, in
Rigler, the Pennsylvania court held
that "since the grandparents' rights survive such an adoption [by a
stepparent], it follows that the termination of the biological parent's rights
alone does not cut off visitation rights of the biological grandparents."
Rigler,
660 A.2d at 113;
accord Colorado ex rel. N.S., 821 P.2d 931, 932 (Colo.
Ct. App. 1991) ("Grandparent visitation rights are derived from statute
and are not contingent on the continuation of the parent-child legal
relationship.").
{10} In enacting the
Grandparent's Visitation Privileges Act, we think it is clear that our
legislature intended that the trial court, upon a showing that such visitation
was in the best interests of the child, could authorize grandparent visitation
even though Grandmother's son had relinquished his parental rights.
BEST INTERESTS OF THE CHILD
{11} Mother also argues that
the trial court's award of child visitation to Grandmother constituted an abuse
of discretion because there is no evidence to support a finding that the
criteria specified in Section 40-9-2(G) have been satisfied. Grandmother
contends that this issue was not preserved for appellate review because Mother
failed to comply with SCRA 1986, 12-208 (Repl. 1992) and 12-213 (Cum. Supp.
1995), and has not specifically challenged on appeal the trial court's finding
that visitation by Grandmother was in A.H.'s best interests. We disagree.
{12} To preserve an issue for
appeal, unless it is jurisdictional, it must appear that appellant fairly
invoked a ruling of the trial court on the same grounds argued in the appellate
court.
Woolwine v. Furr's, Inc., 106 N.M. 492, 496,
745 P.2d 717, 721
(Ct. App. 1987);
see also SCRA 1986, 1-046 (Repl. 1992); 12-213(A)(3);
12-216(A) (Cum. Supp. 1995). It is only when the record fails to indicate that
an argument was fairly and timely presented to the trial court, or if the
appellant does not set forth a specific attack on a finding of the trial court
in his brief-in-chief, the challenge will not be considered on appeal.
{13} Here, Mother submitted
requested findings of fact to the trial court relating to each of the criteria
listed in Section 40-9-2(G). Mother's requested Finding of Fact No. 19, which
stated that "it is not in [the child's] best interests that visitation
rights be awarded to [Grandmother], regardless of how limited," was
rejected by the trial court.
{*799} Instead,
the court adopted a finding that "it is in the best interest of the
[child], that he maintain contact with the paternal branch of his family."
Mother's brief-in-chief on this issue reiterates the same argument her counsel
made at the hearing below and is consistent with her requested findings of fact
and conclusions of law. Thus, we conclude that Mother properly preserved this
issue for review.
{14} At common law, there was
no recognized privilege of grandparent visitation.
See White v. Jacobs,
198 Cal. App. 3d 122, 243 Cal. Rptr. 597, 597 (Ct. App. 1988);
In re
Goldfarb, 6 N.J. Super. 543, 70 A.2d 94, 96 (N.J. Super. Ct. Ch. Div.
1949);
In re Nearhoof, 178 W. Va. 359, 359 S.E.2d 587, 589 n.3 (W. Va.
1987).
See generally Annotation,
Grandparents' Visitation Rights,
90 A.L.R.3d 222, § 2[a] (1979). Today, however, in response to material changes
in the demographics of American families, all fifty states have enacted
statutes granting some form of grandparent visitation rights.
See
Bostock,
supra, at 319;
1
Anne M. Jackson, Comment,
The Coming of Age of Grandparent Visitation
Rights, 43 Am. U. L. Rev. 563, 564 (1994);
2
3 John P. McCahey, et al.,
Child Custody & Visitation Law and Practice
§ 16.12[3], at 16-68 (1995).
{15} Under New Mexico law,
Section 40-9-2(G) provides that in considering a petition for grandparent
visitation, the trial court shall assess:
(1) the best interests of the child;
(2) the prior interaction between the grandparent and
the child;
(3) the prior interaction of the grandparent and each
parent of the child;
(4) the present relationship between the grandparent
and each parent of the child; and
(5) time-sharing or visitation arrangements that were
in place prior to filing of the petition.
Id. In evaluating these criteria, the trial court must
carefully consider each factor in light of the evidence presented, however, the
primary concern in every case is whether the grandparent or grandparents have
shown that an award of visitation is in the best interests and welfare of the
child. See Ridenour v. Ridenour, 120 N.M. 352, , 901 P.2d 770, (Ct.
App.) [No. 15,622, slip op. at 5, 8-9], cert. denied, 120 N.M. 68, 898
P.2d 120 (1995); cf. In re Sanders, 108 N.M. 434, 437, 773 P.2d 1241,
1244 (Ct. App. 1989) (party seeking relief generally has burden of proof).
{16} Determination of a
child's "best interests" is ascertained by "an evaluation of the
child's physical, intellectual, and moral well being."
In re Adoption
of J.J.B., 119 N.M. 638, ,
894 P.2d 994, 1010 (1995);
see also Lopez v.
Lopez, 97 N.M. 332, 335,
639 P.2d 1186, 1189 (1981) (well-being of child is
key factor in determining visitation);
Rhinehart v. Nowlin, 111 N.M.
319, 329,
805 P.2d 88, 98 (Ct. App. 1990) (whether child visitation by
stepmother should be continued following divorce governed by best interests of
children);
In re J.K., 495 N.W.2d 108, 110 (Iowa 1993) (best interests
of children include children's long-range as well as their immediate
interests). Where a petition for grandparent visitation is challenged by the
child's parents, the trial court should also consider whether it would be
beneficial to appoint a guardian ad litem to represent he child in the face of
conflicting family interests.
See SCRA 1986, 1-017(C) (Repl. 1992).
{17} Mother argues that
Grandmother has exhibited animosity toward her and that Grandmother's prior
actions have sought to undermine Mother's parental authority. Mother also
emphasizes that a parent's right to the care and custody of his or her child is
constitutionally protected, and the state may not infringe on such right
without a compelling reason.
In re Adoption of J.J.B., 117 N.M. 31, 36,
868 P.2d 1256, 1261 (Ct. App. 1993),
aff'd, 119 N.M. 638,
894 P.2d 994 {*800} (1995). A parent's fundamental right to
raise his or her children, however, is secondary to the best interests and
welfare of the child.
Ridenour, slip op. at 4-5;
In re Adoption of
Francisco A., 116 N.M. 708, 714,
866 P.2d 1175, 1181 (Ct. App. 1993);
see
also Edington v. Edington, 50 N.M. 349, 352,
176 P.2d 915, 917 (1947)
(welfare of child is matter of primary concern, paramount to wishes of
parents). The existence of animosity between a child's parents and the
grandparents, although not conclusive, is a significant factor that must be
considered in determining whether an award of visitation is in the best
interests of the child.
See § 40-9-2(G)(4);
see also Jackson,
supra,
at 595. Similarly, the trial court must evaluate the effect, if any, such
court-ordered visitation may have on the parent-child relationship.
{18} In addition to the
statutory factors enumerated in Section 40-9-2(G), other relevant factors
relating to a request for grandparent visitation which the trial court may
consider, include: (1) the love, affection, and other emotional ties which may
exist between the grandparent and child; (2) the nature and quality of the
grandparent-child relationship and the length of time that it has existed; (3)
whether visitation will promote or disrupt the child's development; (4) the
physical, emotional, mental, and social needs of the child; (5) the wishes and
opinions of the parents; and (6) the willingness and ability of the grandparent
to facilitate and encourage a close relationship among the parent and the
child.
See Jackson,
supra, at 594-95.
{19} Examination of the trial
court's findings of fact and its order allowing grandparent visitation, insofar
as they bear upon the criteria listed in Section 40-9-2(G), reveals that
Grandmother had contact with A.H. on a few occasions until he was six months
old, Grandmother's relationship with Mother is such that the parties have been
ordered not to have any contact during visitation sessions, there was no prior
grandparent time-sharing or visitation arrangements in place prior to the
filing of Grandmother's petition, and "at present [A.H.] has no
relationship with the paternal side of his family."
{20} In reviewing findings of
fact adopted by the trial court, we recognize that the trial court has broad,
but not unfettered, discretion in awarding visitation.
See Rhinehart,
111 N.M. at 325, 805 P.2d at 94. Under our Grandparent's Visitation Privileges
Act, it is an abuse of discretion for the trial court to grant an award of
visitation absent an affirmative showing that such visitation is beneficial to
the child and would be in furtherance of the child's best interests and
welfare. Section 40-9-2(G).
{21} Examining the record in
the light most favorable to the decision entered below, our review of the
record fails to disclose evidence specifically showing that Grandmother has
satisfied the factors enumerated in Section 40-9-2(G). The 1993 revision of New
Mexico's grandparent visitation statutes, among other things, specifically
requires the trial court to assess the degree of prior interaction between the
grandparent and the child, the prior interaction of the grandparent and each
parent of the child, and the present relationship between the grandparent and
each parent of the child.
See § 40-9-2(G)(2)-(4). These statutory
factors evidence a legislative intent to permit continued grandparent-child
contact despite objections by a child's parents where there is a showing that a
meaningful, prior relationship existed between the child and his or her grandparents.
Evidence showing the length and quality of a prior relationship between
Grandmother and A.H. here has not been shown. Additionally, even though the
1993 revision permitting grandparent visitation liberalized the law, it does
require a petitioning grandparent or grandparents to present evidence
indicating how such visitation will further the child's best interests.
See
§ 40-9-2(G)(1).
{22} According to the
testimony of Grandmother and two of her witnesses, Grandmother has done an
"excellent" job raising her four children, has never had problems
taking care of other children, and gets along well with the children who ride
the school bus she drives at work. Grandmother, however, concedes that A.H.
does not know that she is his grandmother, that at the time of the hearing
{*801} she had not seen A.H. since September
1993, and that she has had no interaction with Mother since A.H. was six months
old. The record fails to show facts indicating the existence of a prior,
significant interaction with A.H., the existence of a present harmonious
interaction with A.H.'s parents, that Grandmother has participated in any prior
time-sharing or visitation arrangements involving A.H., or whether such
visitation will significantly affect the present Mother-child relationship.
{23} The Pennsylvania
Superior Court in
Rigler considered a case factually similar in part to
that presented here. Pennsylvania, like New Mexico, requires that the trial
court find grandparent visitation to be in the child's best interests, and that
the grandparent has the burden of proof concerning this issue.
Rigler,
660 A.2d at 115. In
Rigler the parents of the child were never married
and the father's parental rights were terminated. 660 A.2d at 112. The evidence
also indicated that considerable antagonism existed between the mother and the
paternal grandmother. 660 A.2d at 114. The appellate court affirmed the trial
court's denial of visitation because there was no showing that grandparent
visitation would be in the child's best interests, and the evidence indicated
that such visitation, in fact, could interfere with the relationship between
the mother and the child. 660 A.2d at 115-16.
{24} In New Mexico, in ruling
on a petition for visitation filed pursuant to the Grandparent's Visitation Privileges
Act, the trial court must consider, among other things, whether the child's
interests are furthered by ordering visitation over the objections of the
child's parents and whether court-ordered visitation will place the child in
the center of family conflict. In announcing his ruling in the instant case,
the trial judge stated that he would allow visitation because he did not want
to keep A.H. from knowing the paternal side of his family. Although we, as did
the trial court, entertain a natural sympathy for Grandmother and her desire to
maintain family ties with her grandson, this factor alone will not suffice to
satisfy the requirement that proof be presented indicating that visitation is
in the best interests of the child.
See Ridenour, slip op. at 8-9 (no
presumption exists that grandparent visitation is in child's best interests);
Santaniello
v. Santaniello, 18 Kan. App. 2d 112, 850 P.2d 269, 271 (Kan. Ct. App. 1992)
(same). Our legislature adopted legislation permitting grandparent visitation
rights conditioned on a showing that such visitation is in the best interests
of the child. A predicate to obtaining court-ordered grandparent visitation
requires an affirmative showing that it is in the child's best interests that
such visitation be imposed. Section 40-9-2(G)(1). No such evidence exists on
the present record.
{25} The order granting
grandparent visitation is reversed. On remand the trial court should consider
whether the provisions of Section 40-9-2(I) should be ordered.
THOMAS A. DONNELLY, Judge
RUDY S. APODACA, Chief Judge
1
See Bostock, supra, at 347 n.138, listing newly adopted features
of this state's Grandparent's Visitation Privileges Act.
2
"Originally, grandparent visitation statutes were enacted to protect
children from the emotional harm of abruptly ending meaningful
grandparent-grandchild relationships during times of family crisis. As time has
progressed, many state legislatures have broadened the scope of grandparent
visitation statutes to allow visitation whenever it would be in 'the best interests
of the child.'" Jackson, supra, at 576 (footnotes omitted).